WorldCompliance is a global leader in Open Source Intelligence, helping organizations to minimize their exposure to high risk individuals and entities. Our solutions are used to identify entities linked to over twenty risk categories including: state owned enterprises and foreign officials, terrorism, narcotics, money laundering, fraud, collateral crimes and politically exposed persons.

We are pleased to share our industry knowledge and best practices in white papers that provide authoritative, practical information about the changing landscape of due diligence and know your customer processes.

1. The HSBC AML Settlement

   file ()

   Lessons learned from the AML compliance practitioner white paper discusses recent money laundering cases involving financial institutions such as HSBC and the steps needed to ensure an effective compliance program.

2. Distributors under the FCPA

   file ()

   White paper that discusses how the Department of Justice and the Securities and Exchange Commission view distributors in the supply chain and the ramifications to US company’s selling products overseas.

3. Truth or deception

   file ()

   Where does the truth end and deception begin? At what point does deception become fraud? This paper describes the 8 steps to implement an effective due diligence process.

4. What if Lieutenant Columbo investigated fraud instead of homicide

   file ()

   What if Lieutenant Columbo investigated fraud instead of homicide? The traits displayed by Lieutenant Columbo in dealing with murder are very similar to the characteristics required to investigate fraud. Investigating fraud requires imagination.

5. Fraud and money laundering. Can you think like a bad guy

   file ()

   This paper discusses the various methods criminals employ to provide an air of authenticity and more importantly, immediate access to the funds.

6. Board responsibility

   file ()

   White paper dealing with board responsibility under the FCPA, the legal standard, the four areas of inquiry and twenty questions you should be posing to your organization.

7. How to Self-Evaluate Your Anti-Corruption Compliance Program

   file ()

   The paper covers self-evaluating your anti-corruption compliance program based on the guidelines from the FSA. Covered are key findings of deficiencies, best practices, and FSA enforcement Actions.

8. Employee Screening

   file ()

   The paper outlines how employers can ensure finding the right fit for their organization, while diminishing the risk of exposure to negligent hiring claims.

9. Vendor Due Diligence

   file ()

   The paper details the vendor due diligence analysis and verification tools that are designed to provide an organization the assurance that a service provider meets the standards necessary to fulfill their business needs.

10. UK Bribery Act Handbook

    file ()

    The UK Bribery Act Whitepaper provides a summary of the UK Bribery Act including violations, prevention, and ramifications to your business.

2. 1
3. 2
4. 3
5. »